Financial Services Guide
Financial Services Guide
Purpose of this Financial Services Guide
This FSG helps you understand and decide if you wish to use the financial services we offer. This FSG has
been prepared to provide you with general information about the service we offer.
This FSG is an important document and contains information regarding:
● the financial services we are authorised to provide;
● who we are and how we can be contacted;
● who the Licensee is and how it can be contacted;
● how we (and any other relevant parties) are paid;
● details of any associations or relationships we may have with financial product issuers;
● details of any potential conflicts of interest;
● how we deal with complaints; and
● how we handle your personal information.
How to contact TradingPool Pty Ltd:
● Writing to our Office Address: PO Box 8224, Tarneit, VIC 3029
● Visiting our Website: www.tradingpoolpremium.com
● Phone: +61 4 1269 6367
● Email: tradingpoolbusiness@gmail.com
About us and the financial services we are authorised to provide to you
We are authorised to provide general financial product advice in relation to Derivatives and Foreign
Exchange Contracts. We are authorised to provide these services and products to both retail and wholesale
clients.
Who will provide the financial services to you?
Services are provided by qualified employees for and on behalf of TradingPool.
How will the services be provided?
Upon becoming a client of TradingPool, you will have access to online educational material where you will be
taught about the financial markets.
We will provide you with general financial product advice through a number of means including:
● In Person
● Email / Website
● Discord
We will only provide services to you, with your prior, informed consent. If you do not understand any of the
information in this FSG, or have any other questions relating to the terms on which we will be acting, please
contact us.
In providing our services, other financial matters may arise. However, we are not authorised to provide
services in relation to any financial product except those listed in this FSG. You should seek specific advice
from the appropriate professionals on other matters relevant to you.
What is general advice?
There is an important difference between ‘general advice’ and ‘personal advice’. We provide you with
‘general advice’ which means that we have not considered any of your individual objectives, financial
situation and needs. If we provide you with general advice, we will provide you with a warning that the advice
may not be appropriate to your needs, financial situation or objectives.
Please retain this FSG for your reference and any future dealings with us. We may also add documents at a
later date which will also form part of this FSG, and these should be read together with the FSG. These
documents will include the word ‘FSG’ in the heading.
What risks are involved in trading the financial products we may advise you on?
The derivative products we provide general advice on involve risk. A description of the risks associated with
each product will be outlined in detail in the relevant Product Disclosure Statement (PDS), which will be
provided to you by the product issuer.
You should consider the information contained in the relevant PDS before investing in or trading on any
financial market.
Other documents you may receive
We may provide other documentation as required. These documents may include educational material, client
agreements or other offer documents.
What fees and commissions are payable to us?
Fees for providing you with our services may be received by either the Licensee or TradingPool.
All fees described in this FSG include GST unless otherwise stated. We will explain all fees payable by you
prior to any general financial product advice being offered to you.
Service Fees
● TradingPool Premium Subscription - $150AUD/month
Referral Fees
TradingPool has a referral agreement with FundedX. This means that when a referral of a client has been
provided by TradingPool to FundedX, FundedX will pay TradingPool a 20% rebate for every successful
purchase made by the referred client. This requires your consent during the sign up process with FundedX.
Associations and relationships which may influence our advice to you
From time to time, we may accept alternative forms of remuneration from product providers or other parties,
such as hospitality or support connected with our professional development (e.g. training or sponsorship to
attend conferences). We maintain a register detailing any benefit we receive which is valued at between
$100 and $300, and other benefits that relate to information technology, software or support provided by a
product issuer, or that relate to education and training purposes.
What should you do if you have a complaint?
If you have a complaint, you can contact us using the details provided in this FSG and discuss your
complaint. We will try and resolve your complaint quickly, fairly and within prescribed timeframes.
Alternatively, you can contact our Licensee using any of the contact details provided in this FSG.
If the complaint cannot be resolved to your satisfaction within 30 days, you have the right to refer the matter
to the Australian Financial Complaints Authority (“AFCA”). AFCA provides a fair and independent financial
services complaint resolution that is free to consumers.
● Website: www.afca.org.au
● Email: info@afca.org.au
● Telephone: 1800 931 678 (free call)
● In writing to: AFCA Service Complaints
Australian Financial Complaints Authority
GPO Box 3, Melbourne VIC 3001
Privacy Policy
Your privacy is important to us and we are committed to compliance with the Privacy Act 1988 (Cth) and the
Australian Privacy Principles.
We collect your personal information when you:
● Complete and submit forms on our website; and
● Visit any digital asset or website via a cookie.
Please contact us if you have any concerns or if you would like to receive a copy of our Privacy Policy.